The following associated resources are available: Specification in XML format, XSD 1.1 Schema for XSLT 4.0 Stylesheets (non-normative), Relax-NG Schema for XSLT 4.0 Stylesheets (non-normative), Stylesheet for XML-to-JSON conversion (non-normative)
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This specification defines the syntax and semantics of XSLT 4.0, a language designed primarily for transforming XML documents into other XML documents, but also offering support for other data formats including JSON, HTML, and CSV.
XSLT 4.0 is a revised version of the XSLT 3.0 Recommendation [XSLT 3.0] published on 8 June 2017. Changes are presented in 1.2 What’s New in XSLT 4.0?.
XSLT 4.0 is designed to be used in conjunction with XPath 4.0, which is defined in [XPath 4.0]. XSLT shares the same data model as XPath 4.0, which is defined in [XDM 4.0], and it uses the library of functions and operators defined in [Functions and Operators 4.0]. XPath 4.0 and the underlying function library introduce a number of enhancements, for example the availability of union and record types.
This document contains hyperlinks to specific sections or definitions within other documents in this family of specifications. These links are indicated visually by a superscript identifying the target specification: for example XP for XPath 4.0, DM for the XDM data model version 4.0, FO for Functions and Operators version 4.0, SG for XSLT Streaming version 4.0.
An optional feature of the XSLT language is support for streamed transformations. The XSLT 4.0 specification has been modularized so that streaming is now described in a separate specification document. This has been done in order to make the specifications more manageable, both for editors and readers: it does not alter the status of streaming as an optional feature, available in some processors and not others.
This section describes the status of this document at the time of its publication. Other documents may supersede this document.
This document is a working draft developed and maintained by a W3C Community Group, the XQuery and XSLT Extensions Community Group unofficially known as QT4CG (where "QT" denotes Query and Transformation). This draft is work in progress and should not be considered either stable or complete. Standard W3C copyright and patent conditions apply.
The community group welcomes comments on the specification. Comments are best submitted as issues on the group's GitHub repository.
The community group maintains two extensive test suites, one oriented to XQuery and XPath, the other to XSLT. These can be found at qt4tests and xslt40-test respectively. New tests, or suggestions for correcting existing tests, are welcome. The test suites include extensive metadata describing the conditions for applicability of each test case as well as the expected results. They do not include any test drivers for executing the tests: each implementation is expected to provide its own test driver.
The publications of this community group are dedicated to our co-chair, Michael Sperberg-McQueen (1954–2024).
Template rules define the processing that can be applied to items that match a particular pattern.
[Definition: A mode is a set of template rules; when the xsl:apply-templates instruction selects a set of items for processing, it identifies the rules to be used for processing those items by nominating a mode, explicitly or implicitly.] Modes allow a node in a source tree (for example) to be processed multiple times, each time producing a different result. They also allow different sets of template rules to be active when processing different trees, for example when processing documents loaded using the document function (see 20.1 fn:document).
Modes are identified by an expanded QName; in addition to any named modes, there is always one unnamed mode available. Whether a mode is named or unnamed, its properties may be defined in an xsl:mode declaration. If a mode name is used (for example in an xsl:template declaration or an xsl:apply-templates instruction) and no declaration of that mode appears in the stylesheet, the mode is implicitly declared with default properties.
Typically the template rules in a particular mode will be designed to process a specific kind of input document. The typed attribute of xsl:mode gives the stylesheet author the opportunity to provide information about this document to the processor. This information may enable the processor to improve diagnostics or to optimize performance.
The allowed values of the attribute are as follows:
yes, true, 1: the items processed by this mode must be XNodes, and they must not have a type annotation of xs:untyped or xs:untypedAtomic.
no, false, 0: the items processed by this mode must be XNodes, and if they are elements or attributes then they must have a type annotation of xs:untyped or xs:untypedAtomic.
The value strict is equivalent to yes, with the additional provision that in the match pattern of any template rule that is applicable to this mode, any NameTest used in the ForwardStepP of the first StepExprP of a RelativePathExprP is interpreted as follows:
If the NameTest is an EQNameE, and the principal node kind of the axis of this step is Element, then:
It is a static error if the in-scope schema declarations do not include a global element declaration for element name E
When matching templates in this mode, the element name E appearing in this step is interpreted as schema-element(E). (Informally, this means that it will only match an element if it has been validated against this element declaration).
Otherwise (the NameTest is a wildcard or the principal node kind is Attribute or Namespace), the template matching proceeds as if the typed attribute were absent.
The value lax is equivalent to yes, with the additional provision that in the match pattern of any template rule that is applicable to this mode, any NameTest used in the ForwardStepP of the first StepExprP of a RelativePathExprP is interpreted as follows:
If the NameTest is an EQNameE, and the principal node kind of the axis of this step is Element, and the in-scope schema declarations include a global element declaration for element name E, then:
When matching templates in this mode, the element name E appearing in this step is interpreted as schema-element(E). (Informally, this means that it will only match an element if it has been validated against this element declaration).
Otherwise (the NameTest is a wildcard, or the principal node kind is Attribute or Namespace, or there is no element declaration for E), the template matching proceeds as if the typed attribute were absent.
If the value is ~ followed by an ItemTypeXP, for example ~xs:anyAtomicType or ~jnode() or ~map(*), this indicates that all items to be processed using template rules in this mode must be of the specified item type.
If the value is the string "unspecified", or if it is omitted, this is equivalent to specifying ~item(), indicating that there are no constraints.
[ERR XTTE3100] It is a type error if an xsl:apply-templates instruction in a particular mode selects an item that does not satisfy the constraints imposed by the @typed attribute.
[ERR XTSE3105] It is a static error if a template rule applicable to a mode that is defined with typed="strict" uses a match pattern that contains a RelativePathExprP whose first StepExprP is an AxisStepP whose ForwardStepP uses an axis whose principal node kind is Element and whose NodeTest is an EQName that does not correspond to the name of any global element declaration in the in-scope schema components.
If a section of this specification has been updated since version 3.0, an overview of the changes is provided, along with links to navigate to the next or previous change.
Sections with significant changes are marked with a ✭ symbol in the table of contents.
Named item types can be declared using the new xsl:item-type element. This is designed to avoid repeating lengthy type definitions (for example function types) every time they are used. [This feature was present in the editor's draft presented to the WG when it started work.]
The xsl:for-each and xsl:apply-templates instructions acquire an attribute separator that can be used to insert content between adjacent items. [This change was in the editor's draft adopted as a baseline when the WG commenced work.]
New in 4.0
PR 751 1386
The result type of a mode can be declared using an as attribute. The result type of all template rules in this mode must be consistent with this, as must the values returned by any built-in template rules for the mode.
The xsl:for-each and xsl:apply-templates instructions acquire an attribute separator that can be used to insert content between adjacent items. [This change was in the editor's draft adopted as a baseline when the WG commenced work.]
PR 2015 2296
A variable-binding with no as or select attribute no longer attempts to create an implicit document node if the sequence constructor contains certain instructions (such as xsl:map, xsl:array, xsl:record, and xsl:select).
PR 2200 2236
Stylesheet functions may now be in no namespace, and may be invoked without use of a namespace prefix, provided they are private to a package.
Numeric values of type xs:decimal are compared as decimals, without first converting to xs:double.
In XSLT 4.0, the function item current-group#0 retains the value of the current group within its captured context.
Functions that accept a lexical QName as an argument, such as key, function-available, element-available, type-available, system-property, accumulator-before, and accumulator-after, now have the option of supplying an xs:QName value instead. [This change was in the editor's draft accepted by the WG as its baseline when it started work.]
In XSLT 4.0, the function item current#0 retains the value of the current item within its captured context.
Functions that accept a lexical QName as an argument, such as key, function-available, element-available, type-available, system-property, accumulator-before, and accumulator-after, now have the option of supplying an xs:QName value instead. [This change was in the editor's draft accepted by the WG as its baseline when it started work.]
New in 4.0
It is possible to invoke a named template using an extension instruction, specifically, an element whose name matches the name of the named template.
See 10.1.3 Invoking Named Templates using Extension Instructions
A new attribute xsl:map/@duplicates is available, allowing control over how duplicate keys are handled by the xsl:map instruction.
XSLT-specific components of the dynamic context can now be retained in the captured context of a function item, in the same way as XPath-defined components of the dynamic context.
See 5.3.4 Additional Dynamic Context Components used by XSLT
In XSLT 4.0, the function item current-grouping-key#0 retains the value of the current grouping key within its captured context.
See 14.2.2 fn:current-grouping-key
In XSLT 4.0, the function item current-merge-key#0 retains the value of the current merge-key within its captured context.
See 15.5.1 fn:current-merge-group
New in 4.0
See 15.5.2 fn:current-merge-key-array
In XSLT 4.0, the function item current-merge-key#0 retains the value of the current group within its captured context.
See 15.5.3 fn:current-merge-key
In XSLT 4.0, the function item regex-group#1 retains the value of the current captured substrings within its captured context.
In XSLT 4.0, the function item current-output-uri#0 retains the value of the current output URI within its captured context.
A new attribute xsl:for-each-group/@split-when is available to give applications more complete control over how a sequence is partitioned
See 14 Grouping
User-defined functions can now have names that are in no namespace. An unprefixed name appearing in a function call is resolved to a no-namespace function with matching local name in preference to a function in the standard fn namespace.
A new attribute xsl:result-document/@canonical is available to give control over serialization of XML, XHTML, and JSON.
See 25.1 Creating Secondary Results
A new attribute xsl:output/@canonical is available to give control over serialization of XML, XHTML, and JSON.
Duplicate xsl:include declarations within a stylesheet level are now ignored, preventing spurious errors caused by the presence of duplicate named components.
Named record types are introduced.
The contents of a character map declared using xsl:character-map are now available dynamically via a new character-map function.
New variables err:stack-trace, err:additional, and err:map are available within an xsl:catch clause.
See 8.4 Try/Catch
The input to the serializer can be defined using the select attribute of xsl:result-document as an alternative to using a sequence constructor.
It is no longer an intrinsic error for a global variable to refer to itself; this is now permitted, for example in cases where the value of the global variable is a recursive inline function. Cases where self-reference would not make sense are covered by the existing rules on circularities: see 9.11 Circular Definitions.
The default value for the indent parameter is now defined to be no for all output methods other than html and xhtml.
The xsl:map instruction allows a select attribute as an alternative to the contained sequence constructor.
The xsl:map-entry instruction, in common with other instructions, now raises error XTSE3185 (rather than XTSE3280) if both a select attribute and a sequence constructor are present.
Composite sort keys are allowed in xsl:sort.
The xsl:mode declaration acquires an attribute copy-namespaces which determines whether or not the built-in template rule copies unused namespace bindings.
The default priority for a template rule using a union pattern has changed. This change may cause incompatible behavior.
The xsl:apply-imports and xsl:next-match instructions automatically pass supplied parameters to the overridden template rule.
A new attribute xsl:for-each-group/@merge-when is available to give applications control to create groups based on clustering, overlap, and networks.
See 14 Grouping
The conformance requirements for extension attributes have been relaxed: the requirement to maintain strict conformance to the specification in the presence of extension attributes is now a should rather than a must, and extension attributes are allowed to modify the form of serialized output without limitation.
The outermost element of a simplified stylesheet need no longer be a literal result element, it can now be any instruction (including xsl:result-document). This allows a simplified stylesheet to produce JSON output as well as XML or HTML.
PR 159
Parameters on functions declared using xsl:function can now be defined as optional, with a default value supplied.
PR 237
The xsl:if instruction now allows then and else attributes.
See 8.1 Conditional Processing with xsl:if
In xsl:choose, the xsl:when and xsl:otherwise elements can take a select attribute in place of a sequence constructor.
See 8.2 Conditional Processing with xsl:choose
A new xsl:switch instruction is introduced.
PR 326
The higher-order-function feature no longer exists; higher-order functions are now a core part of XSLT, no longer an optional extra.
See 27 Conformance
PR 353
A new attribute, main-module, is added to the xsl:stylesheet element. The attribute is provided for the benefit of development tools such as syntax-directed editors to provide information about all the components (variables, functions, etc) visible within a stylesheet module.
A new element xsl:note is available for documentation and similar purposes: it can appear anywhere in the stylesheet and is ignored by the XSLT processor.
PR 401
Patterns (especially those used in template rules) can now be defined by reference to item types, so any item type can be used as a match pattern. For example match="~record(longitude, latitude, *)" matches any map that includes the key values "longitude" and "latitude".
PR 406
The new instruction xsl:array is introduced to allow construction of arrays.
PR 470
The xsl:stylesheet, xsl:transform, or xsl:package element may have a fixed-namespaces attribute making it easier to have the same namespace declarations in force throughout a stylesheet.
PR 489
The xsl:matching-substring and xsl:non-matching-substring elements within xsl:analyze-string may now take a select attribute in place of a contained sequence constructor.
PR 534
A new serialization parameter escape-solidus is provided to control whether the character / is escaped as \/ by the JSON serialization method.
PR 542
A mode (called an enclosing mode) can be defined in which all the relevant template rules are children of the xsl:mode element. This is intended to allow a stylesheet design in which it is easier to determine which rules might apply to a given xsl:apply-templates call.
PR 599
Simplified stylesheets no longer require an xsl:version attribute (which means they might not need a declaration of the XSLT namespace). Unless otherwise specified, a 4.0 simplified stylesheet defaults expand-text to true.
PR 635
The rules concerning the compatibility of schemas imported by different packages have been clarified. It is now explicitly stated that instructions that trigger validation must use the imported schema of the package in which validation is invoked. This differs from the current practice of some XSLT 3.0 processors, which may use (for example) a schema formed from the union of the imported schemas in all packages.
See 3.14 Importing Schema Components
See 25.4 Validation
PR 717
Capturing accumulators have been added; when streaming with a capturing accumulator, the accumulator-after has full access to a snapshot of the matched element node.
PR 718
To allow recursive-descent transformation on a tree of maps and arrays, a new set of built-in templates rules shallow-copy-all is introduced.
PR 751
The xsl:mode declaration acquires an attribute as="sequence-type" which declares the return type of all template rules in that mode.
PR 1181
The [xsl:]xpath-default-namespace attribute can be set to the value ##any, which causes unprefixed element names to match in any namespace or none.
See 5.1.2 Unprefixed Lexical QNames in Expressions and Patterns
PR 1250
The strings used in the formatted number to represent a decimal separator, grouping separator, exponent separator, percent sign, per mille sign, or minus sign, are no longer constrained to be single characters.
PR 1254
The rules concerning the interpretation of xsi:schemaLocation and xsi:noNamespaceSchemaLocation attributes have been tightened up.
See 25.4 Validation
See 25.4 Validation
PR 1306
An as attribute is available on the xsl:sequence instruction.
PR 1361
The term atomic value has been replaced by atomic item.
See 2.1 Terminology
PR 1378
A function call at the outermost level can now be named using any valid EQName (for example fn:doc) provided it binds to one of the permitted functions fn:doc, fn:id, fn:element-with-id, fn:key, or fn:root. If two functions are called, for example doc('a.xml')/id('abc'), it is no longer necessary to put the second call in parentheses.
PR 1442
Default priorities are added for new forms of ElementTest and AttributeTest, for example element(p:*) and element(a|b).
PR 1622
The rules for equality comparison have changed to bring keys into line with maps.
See 20.2.2 fn:key
New in 4.0.
PR 1689
Composite merge keys are now allowed.
See 15 Merging
PR 1703
Ordered maps are introduced.
PR 1819
Different parts of a stylesheet may now use different imported schemas.
See 2.10 Stylesheets and XML Schemas
The standard attribute [xsl:]schema-role is introduced, to allow different parts of a stylesheet to use different schemas.
Different parts of a stylesheet may now use different imported schemas.
See 3.14 Importing Schema Components
A stylesheet can import multiple schemas with different schema role names.
PR 1856
The rules for xsl:analyze-string have been adjusted to allow for new capabilities in regular expressions, such as zero-width assertions.
PR 1858
The xsl:record instruction is introduced to make construction of record maps simpler.
Attribute xsl:record/@xsl:duplicates is added to control duplicate keys handling in the xsl:record instruction.
PR 1888
A new XSLT element, xsl:package-location is provide to indicate to the processor where the required package is to be found.
PR 2006
A new function fn:apply-templates is introduced.
PR 2008
The xsl:select instruction is new in 4.0.
PR 2030
In order to reduce duplication between the XSLT and XQuery specifications, description of the validation process has been moved to the Functions and Operators specification.
See 25.4 Validation
PR 2213
A new attribute trusted=yes|no is added to xsl:evaluate to indicate whether the XPath expression to be evaluated is trusted to access external resources. The default value is no, which may cause backwards incompatibility. Dynamic evaluation using xsl:evaluate is no longer an optional feature of the XSLT language.
See 10.5 Dynamic XPath Evaluation
The dynamic evaluation feature no longer exists; processor are now required to support the xsl:evaluate instruction.
See 27 Conformance
PR 2251
The xsl:text instruction can now have a select attribute, and it can take a sequence constructor as its content. The only remaining distinction between the xsl:text and xsl:value-of instructions is that whitespace text node children of xsl:text are treated as significant, rather than being stripped during stylesheet preprocessing.
The rules for xsl:text and xsl:value-of are integrated, allowing xsl:text to be used to construct all text nodes, whether the content is fixed or variable.
PR 2301
The attribute cdata is added to xsl:text and xsl:value-of to request serialization of a text node as a CDATA section.
PR 2736
The xsl:mode/@typed attribute has been clarified and expanded to provide better control over the handling of items other than XNodes.